Former Financial Crime Consultant with a major global law firm and many international banks, with extensive experience in financial crime systems and controls in the UK and many other jurisdictions.
Regulatory Investigation, FCA Skilled Person Reviews (S.166), FCA Monitorships (S.166A), Financial Crime Compliance Monitoring and Audit Programs
Experience:
25+ years in financial and legal services covering financial crime across the globe, with locations including Hong Kong, China, Malta, Turkey, Indonesia, Bahrain, United Arab Emirates, Qatar, India, Jersey, Guernsey and the Isle of Man, many on a long-term basis. Specialisms include Anti-Money Laundering and Terrorist Financing, Politically Exposed Persons (PEPs), Sanctions, and Anti-Bribery and Corruption, with in-depth knowledge of both Personal and Commercial Banking operations, and established working relationships with industry bodies, regulators, law enforcement agencies and national government.
A highly experienced Financial Crime Consultant with extensive experience in financial and legal services covering financial crime, including Anti-Money Laundering and Terrorist Financing, Politically Exposed Persons (PEPs), Sanctions, and Anti-Bribery and Corruption. He has extensive in-depth knowledge of both Personal and Commercial Banking operations.
Daniel has consistently established excellent working relationships at all levels, including with industry bodies, regulators, law enforcement agencies and national government.
As a consultant, Daniel has vast experience of operating overseas, having worked in Hong Kong, China, Malta, Turkey, Indonesia, Bahrain, United Arab Emirates, Qatar, India, Jersey, Guernsey and the Isle of Man, many on a long-term basis.
Regulatory Investigation.
Financial Conduct Authority Skilled Person Reviews (S.166) - reviewing and reporting on areas of concern covering financial crime.
Financial Conduct Authority Monitorships (S.166A) - monitoring and follow-ups on areas of concern covering financial crime.
Financial Crime Compliance Monitoring and Audit Programmes - independent assessment of systems and controls.
Association of Certified Anti-Money Laundering Specialists (ACAM).
International Compliance Association - International Advanced Certificate in Anti-Money Laundering.
Forensic, Major Disaster and Mass Fatality Consultant - Senior Associate, Subject Matter Expert and Trainer.
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